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AIFMD FAQ

How should AIFMs report Sub-Asset Types?

Under Construction.

Code for PositionSub-Asset Type for PositionCode for TurnoverSub-Asset Type for Turnover
SEC_CSH_CODPCertificates of depositSEC_CSH_CSHCash and cash equivalents
SEC_CSH_COMPCommercial papersSEC_CSH_CSHCash and cash equivalents
SEC_CSH_OTHDOther depositsSEC_CSH_CSHCash and cash equivalents
SEC_CSH_OTHCOther cash and cash equivalents (excluding government securities)SEC_CSH_CSHCash and cash equivalents
SEC_LEQ_IFINListed equities issued by financial institutionsSEC_LEQ_LEQListed equities
SEC_LEQ_OTHROther listed equitySEC_LEQ_LEQListed equities
SEC_UEQ_UEQYUnlisted equitiesSEC_UEQ_UEQUnlisted equities
SEC_CPN_INVGCorporate bonds not issued by financial institutions-Investment gradeSEC_CPN_IVGCorporate bonds not issued by financial institutions-Investment grade
SEC_CPN_NIVGCorporate bonds not issued by financial institutions-Non-investment gradeSEC_CPN_NIGCorporate bonds not issued by financial institutions-Non-investment grade
SEC_CPI_INVGCorporate bonds issued by financial institutions-Investment gradeSEC_CPI_CPICorporate bonds issued by financial institutions
SEC_CPI_NIVGCorporate bonds issued by financial institutions-Non-investment gradeSEC_CPI_CPICorporate bonds issued by financial institutions
SEC_SBD_EUBYEU bonds with a 0-1 year term to maturitySEC_SBD_EUBSovereign bonds - EU Member State bonds
SEC_SBD_EUBMEU bonds with a 1+ year term to maturitySEC_SBD_EUBSovereign bonds - EU Member State bonds
SEC_SBD_NOGYNon-G10 bonds with a 0-1 year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SEC_SBD_NOGMNon-G10 bonds with a 1+ year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SEC_SBD_EUGYG10 non EU bonds with a 0-1 year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SEC_SBD_EUGMG10 non EU bonds with a 1+ year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SEC_MBN_MNPLMunicipal bondsSEC_MUN_MUNMunicipal bonds
SEC_CBN_INVGConvertible bonds not issued by financial institutions-Investment gradeSEC_CBD_CBDConvertible bonds
SEC_CBN_NIVGConvertible bonds not issued by financial institutionsNon-investment gradeSEC_CBD_CBDConvertible bonds
SEC_CBI_INVGConvertible bonds issued by financial institutionsInvestment gradeSEC_CBD_CBDConvertible bonds
SEC_CBI_NIVGConvertible bonds issued by financial institutions-Non-investment gradeSEC_CBD_CBDConvertible bonds
SEC_LON_LEVLLeveraged loansSEC_LON_LONLoans
SEC_LON_OTHLOther loansSEC_LON_LONLoans
SEC_SSP_SABSABSSEC_SSP_SSPStructured/securitised products
SEC_SSP_RMBSRMBSSEC_SSP_SSPStructured/securitised products
SEC_SSP_CMBSCMBSSEC_SSP_SSPStructured/securitised products
SEC_SSP_AMBSAgency MBSSEC_SSP_SSPStructured/securitised products
SEC_SSP_ABCPABCPSEC_SSP_SSPStructured/securitised products
SEC_SSP_CDOCCDO/CLOSEC_SSP_SSPStructured/securitised products
SEC_SSP_STRCStructured certificatesSEC_SSP_SSPStructured/securitised products
SEC_SSP_SETPETPSEC_SSP_SSPStructured/securitised products
SEC_SSP_OTHSOther Structured/securitised productsSEC_SSP_SSPStructured/securitised products
DER_EQD_FINIEquity derivatives related to financial institutionsDER_EQD_EQDEquity derivatives
DER_EQD_OTHDOther equity derivativesDER_EQD_EQDEquity derivatives
DER_FID_FIXIFixed income derivativesDER_FID_FIDFixed income derivatives
DER_CDS_SNFISingle name financial CDSDER_CDS_CDSCDS
DER_CDS_SNSOSingle name sovereign CDSDER_CDS_CDSCDS
DER_CDS_SNOTSingle name other CDSDER_CDS_CDSCDS
DER_CDS_INDXIndex CDSDER_CDS_CDSCDS
DER_CDS_EXOTExotic (incl. credit default tranche)DER_CDS_CDSCDS
DER_CDS_OTHROther CDSDER_CDS_CDSCDS
DER_FEX_INVTForeign exchange (for investment purposes)DER_FEX_INVForeign exchange (for investment purposes)
DER_FEX_HEDGForeign exchange (for hedging purposes)DER_FEX_HEDForeign exchange (for hedging purposes)
DER_IRD_INTRInterest rate derivativesDER_IRD_IRDInterest rate derivatives
DER_CTY_ECOLEnergy/Crude oilDER_CTY_CTYCommodity derivatives
DER_CTY_ENNGEnergy/Natural gasDER_CTY_CTYCommodity derivatives
DER_CTY_ENPWEnergy/PowerDER_CTY_CTYCommodity derivatives
DER_CTY_ENOTEnergy/OtherDER_CTY_CTYCommodity derivatives
DER_CTY_PMGDPrecious metals/GoldDER_CTY_CTYCommodity derivatives
DER_CTY_PMOTPrecious metals/OtherDER_CTY_CTYCommodity derivatives
DER_CTY_OTIMOther commodities/Industrial metalsDER_CTY_CTYCommodity derivatives
DER_CTY_OTLSOther commodities/LivestockDER_CTY_CTYCommodity derivatives
DER_CTY_OTAPOther commodities/Agricultural productsDER_CTY_CTYCommodity derivatives
DER_CTY_OTHROther commodities/OtherDER_CTY_CTYCommodity derivatives
DER_OTH_OTHROther derivativesDER_OTH_OTHOther derivatives
PHY_RES_RESLResidential real estatePHY_RES_RESPhysical: Real estate
PHY_RES_COMLCommercial real estatePHY_RES_RESPhysical: Real estate
PHY_RES_OTHROther real estatePHY_RES_RESPhysical: Real estate
PHY_CTY_PCTYPhysical: CommoditiesPHY_CTY_CTYPhysical: Commodities
PHY_TIM_PTIMPhysical: TimberPHY_TIM_TIMPhysical: Timber
PHY_ART_PARTPhysical: Art and collectablesPHY_ART_ARTPhysical: Art and collectables
PHY_TPT_PTPTPhysical: Transportation assetsPHY_TPT_TPTPhysical: Transportation assets
PHY_OTH_OTHRPhysical: OtherPHY_OTH_OTHPhysical: Other
CIU_OAM_MMFCInvestment in CIU operated/managed by the AIFM-Money Market Funds and cash management CIUCIU_CIU_CIUCollective Investment Undertakings
CIU_OAM_AETFInvestment in CIU operated/managed by the AIFM-ETFCIU_CIU_CIUCollective Investment Undertakings
CIU_OAM_OTHRInvestment in CIU operated/managed by the AIFM-Other CIUCIU_CIU_CIUCollective Investment Undertakings
CIU_NAM_MMFCInvestment in CIU not operated/managed by the AIFM-Money Market Funds and cash management CIUCIU_CIU_CIUCollective Investment Undertakings
CIU_NAM_AETFInvestment in CIU not operated/managed by the AIFM-ETFCIU_CIU_CIUCollective Investment Undertakings
CIU_NAM_OTHRInvestment in CIU not operated/managed by the AIFM-Other CIUCIU_CIU_CIUCollective Investment Undertakings
OTH_OTH_OTHRTotal OtherOTH_OTH_OTHTotal Other
CodeMacro Asset TypeCodeAsset TypeCode PositionSub-Asset Type PositionCode TurnoverSub-Asset Type Turnover
SECSecuritiesSEC_CSHCash and cash equivalentSEC_CSH_CODPCertificates of depositSEC_CSH_CSHCash and cash equivalents
SECSecuritiesSEC_CSHCash and cash equivalentSEC_CSH_COMPCommercial papersSEC_CSH_CSHCash and cash equivalents
SECSecuritiesSEC_CSHCash and cash equivalentSEC_CSH_OTHDOther depositsSEC_CSH_CSHCash and cash equivalents
SECSecuritiesSEC_CSHCash and cash equivalentSEC_CSH_OTHCOther cash and cash equivalents (excluding government securities)SEC_CSH_CSHCash and cash equivalents
SECSecuritiesSEC_LEQListed equitiesSEC_LEQ_IFINListed equities issued by financial institutionsSEC_LEQ_LEQListed equities
SECSecuritiesSEC_LEQListed equitiesSEC_LEQ_OTHROther listed equitySEC_LEQ_LEQListed equities
SECSecuritiesSEC_UEQUnlisted equitiesSEC_UEQ_UEQYUnlisted equitiesSEC_UEQ_UEQUnlisted equities
SECSecuritiesSEC_CPNCorporate bonds not issued by financial institutionsSEC_CPN_INVGCorporate bonds not issued by financial institutions-Investment gradeSEC_CPN_IVGCorporate bonds not issued by financial institutions-Investment grade
SECSecuritiesSEC_CPNCorporate bonds not issued by financial institutionsSEC_CPN_NIVGCorporate bonds not issued by financial institutions-Non-investment gradeSEC_CPN_NIGCorporate bonds not issued by financial institutions-Non-investment grade
SECSecuritiesSEC_CPICorporate bonds issued by financial institutionsSEC_CPI_INVGCorporate bonds issued by financial institutions-Investment gradeSEC_CPI_CPICorporate bonds issued by financial institutions
SECSecuritiesSEC_CPICorporate bonds issued by financial institutionsSEC_CPI_NIVGCorporate bonds issued by financial institutions-Non-investment gradeSEC_CPI_CPICorporate bonds issued by financial institutions
SECSecuritiesSEC_SBDSovereign bondsSEC_SBD_EUBYEU bonds with a 0-1 year term to maturitySEC_SBD_EUBSovereign bonds - EU Member State bonds
SECSecuritiesSEC_SBDSovereign bondsSEC_SBD_EUBMEU bonds with a 1+ year term to maturitySEC_SBD_EUBSovereign bonds - EU Member State bonds
SECSecuritiesSEC_SBDSovereign bondsSEC_SBD_NOGYNon-G10 bonds with a 0-1 year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SECSecuritiesSEC_SBDSovereign bondsSEC_SBD_NOGMNon-G10 bonds with a 1+ year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SECSecuritiesSEC_SBDSovereign bondsSEC_SBD_EUGYG10 non EU bonds with a 0-1 year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SECSecuritiesSEC_SBDSovereign bondsSEC_SBD_EUGMG10 non EU bonds with a 1+ year term to maturitySEC_SBD_NEUSovereign bonds - Non EU Member State bonds
SECSecuritiesSEC_MBNMunicipal bondsSEC_MBN_MNPLMunicipal bondsSEC_MUN_MUNMunicipal bonds
SECSecuritiesSEC_CBNConvertible bonds not issued by financial institutionsSEC_CBN_INVGConvertible bonds not issued by financial institutions-Investment gradeSEC_CBD_CBDConvertible bonds
SECSecuritiesSEC_CBNConvertible bonds not issued by financial institutionsSEC_CBN_NIVGConvertible bonds not issued by financial institutionsNon-investment gradeSEC_CBD_CBDConvertible bonds
SECSecuritiesSEC_CBIConvertible bonds issued by financial institutionsSEC_CBI_INVGConvertible bonds issued by financial institutionsInvestment gradeSEC_CBD_CBDConvertible bonds
SECSecuritiesSEC_CBIConvertible bonds issued by financial institutionsSEC_CBI_NIVGConvertible bonds issued by financial institutions-Non-investment gradeSEC_CBD_CBDConvertible bonds
SECSecuritiesSEC_LONLoansSEC_LON_LEVLLeveraged loansSEC_LON_LONLoans
SECSecuritiesSEC_LONLoansSEC_LON_OTHLOther loansSEC_LON_LONLoans
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_SABSABSSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_RMBSRMBSSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_CMBSCMBSSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_AMBSAgency MBSSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_ABCPABCPSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_CDOCCDO/CLOSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_STRCStructured certificatesSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_SETPETPSEC_SSP_SSPStructured/securitised products
SECSecuritiesSEC_SSPStructured/securitised productsSEC_SSP_OTHSOther Structured/securitised productsSEC_SSP_SSPStructured/securitised products
DERDerivativesDER_EQDEquity derivativesDER_EQD_FINIEquity derivatives related to financial institutionsDER_EQD_EQDEquity derivatives
DERDerivativesDER_EQDEquity derivativesDER_EQD_OTHDOther equity derivativesDER_EQD_EQDEquity derivatives
DERDerivativesDER_FIDFixed income derivativesDER_FID_FIXIFixed income derivativesDER_FID_FIDFixed income derivatives
DERDerivativesDER_CDSCredit Default SwapsDER_CDS_SNFISingle name financial CDSDER_CDS_CDSCDS
DERDerivativesDER_CDSCredit Default Swaps \DER_CDS_SNSOSingle name sovereign CDSDER_CDS_CDSCDS
DERDerivativesDER_CDSCredit Default SwapsDER_CDS_SNOTSingle name other CDSDER_CDS_CDSCDS
DERDerivativesDER_CDSCredit Default SwapsDER_CDS_INDXIndex CDSDER_CDS_CDSCDS
DERDerivativesDER_CDSCredit Default SwapsDER_CDS_EXOTExotic (incl. credit default tranche)DER_CDS_CDSCDS
DERDerivativesDER_CDSCredit Default SwapsDER_CDS_OTHROther CDSDER_CDS_CDSCDS
DERDerivativesDER_FEXForeign exchangeDER_FEX_INVTForeign exchange (for investment purposes)DER_FEX_INVForeign exchange (for investment purposes)
DERDerivativesDER_FEXForeign exchangeDER_FEX_HEDGForeign exchange (for hedging purposes)DER_FEX_HEDForeign exchange (for hedging purposes)
DERDerivativesDER_IRDInterest rate derivativesDER_IRD_INTRInterest rate derivativesDER_IRD_IRDInterest rate derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_ECOLEnergy/Crude oilDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_ENNGEnergy/Natural gasDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_ENPWEnergy/PowerDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_ENOTEnergy/OtherDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_PMGDPrecious metals/GoldDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_PMOTPrecious metals/OtherDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_OTIMOther commodities/Industrial metalsDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_OTLSOther commodities/LivestockDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_OTAPOther commodities/Agricultural productsDER_CTY_CTYCommodity derivatives
DERDerivativesDER_CTYCommodity derivativesDER_CTY_OTHROther commodities/OtherDER_CTY_CTYCommodity derivatives
DERDerivativesDER_OTHOther derivativesDER_OTH_OTHROther derivativesDER_OTH_OTHOther derivatives
PHYPhysical (Real / Tangible Assets)PHY_RESPhysical: real estatePHY_RES_RESLResidential real estatePHY_RES_RESPhysical: Real estate
PHYPhysical (Real / Tangible Assets)PHY_RESPhysical: real estatePHY_RES_COMLCommercial real estatePHY_RES_RESPhysical: Real estate
PHYPhysical (Real / Tangible Assets)PHY_RESPhysical: real estatePHY_RES_OTHROther real estatePHY_RES_RESPhysical: Real estate
PHYPhysical (Real / Tangible Assets)PHY_CTYPhysical: CommoditiesPHY_CTY_PCTYPhysical: CommoditiesPHY_CTY_CTYPhysical: Commodities
PHYPhysical (Real / Tangible Assets)PHY_TIMPhysical: TimberPHY_TIM_PTIMPhysical: TimberPHY_TIM_TIMPhysical: Timber
PHYPhysical (Real / Tangible Assets)PHY_ARTPhysical: Art and collectablesPHY_ART_PARTPhysical: Art and collectablesPHY_ART_ARTPhysical: Art and collectables
PHYPhysical (Real / Tangible Assets)PHY_TPTPhysical: Transportation assetsPHY_TPT_PTPTPhysical: Transportation assetsPHY_TPT_TPTPhysical: Transportation assets
PHYPhysical (Real / Tangible Assets)PHY_OTHPhysical: OtherPHY_OTH_OTHRPhysical: OtherPHY_OTH_OTHPhysical: Other
CIUCollective Investment UndertakingsCIU_OAMInvestment in CIU operated/managed by the AIFMCIU_OAM_MMFCInvestment in CIU operated/managed by the AIFM-Money Market Funds and cash management CIUCIU_CIU_CIUCollective Investment Undertakings
CIUCollective Investment UndertakingsCIU_OAMInvestment in CIU operated/managed by the AIFMCIU_OAM_AETFInvestment in CIU operated/managed by the AIFM-ETFCIU_CIU_CIUCollective Investment Undertakings
CIUCollective Investment UndertakingsCIU_OAMInvestment in CIU operated/managed by the AIFMCIU_OAM_OTHRInvestment in CIU operated/managed by the AIFM-Other CIUCIU_CIU_CIUCollective Investment Undertakings
CIUCollective Investment UndertakingsCIU_NAMInvestment in CIU not operated/managed by the AIFMCIU_NAM_MMFCInvestment in CIU not operated/managed by the AIFM-Money Market Funds and cash management CIUCIU_CIU_CIUCollective Investment Undertakings
CIUCollective Investment UndertakingsCIU_NAMInvestment in CIU not operated/managed by the AIFMCIU_NAM_AETFInvestment in CIU not operated/managed by the AIFM-ETFCIU_CIU_CIUCollective Investment Undertakings
CIUCollective Investment UndertakingsCIU_NAMInvestment in CIU not operated/managed by the AIFMCIU_NAM_OTHRInvestment in CIU not operated/managed by the AIFM-Other CIUCIU_CIU_CIUCollective Investment Undertakings
OTHInvestments in other asset classesOTH_OTHTotal OtherOTH_OTH_OTHRTotal OtherOTH_OTH_OTHTotal Other
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